Form 4 for SMCI Supermicro
Accepted 2024-05-14 00:00:00 ET · period of report 2024-05-10 · accession 0001758554-24-000047 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-05-14 | 2024-05-10 | SMCI | Liang Charles | Pres, CEO, Dir, 10% | M - OptEx | — | +1,082 | 3,696 | +41% | — |
| DMI | 2024-05-14 | 2024-05-10 | SMCI | Liang Charles | Pres, CEO, Dir, 10% | F - Tax | $798.50 | -550 | 3,991 | -12% | -$439.2K |
| DMI | 2024-05-14 | 2024-05-10 | SMCI | Liang Charles | Pres, CEO, Dir, 10% | M - OptEx | $0.00 | -1,082 | 945 | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-10 | M | A | 845 | — | 4,420 | I By Spouse | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| 2 | Common | Common Stock | 2024-05-10 | F | D | 121 | $798.50 | 3,575 | I By Spouse | — | — | |
| 3 | Common | Common Stock | 2024-05-10 | M | A | 237 | — | 3,696 | I By Spouse | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| 4 | Common | Common Stock | 2024-05-10 | F | D | 429 | $798.50 | 3,991 | I By Spouse | — | — | |
| 5 | Derivative | Restricted Stock Units | 2024-05-10 | M | D | 845 | $0.00 | 2,535 | I By Spouse | — · — to — | 845 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F3) Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
| 6 | Derivative | Restricted Stock Units | 2024-05-10 | M | D | 237 | $0.00 | 945 | I By Spouse | — · — to — | 237 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F2) Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. |