Form 4 for SMCI Supermicro
Accepted 2024-12-10 00:00:00 ET · period of report 2024-12-06 · accession 0001758554-24-000101 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-10 | 2024-12-06 | SMCI | LIU TALLY C | Dir | M - OptEx | — | +860 | 283.7K | +0.3% | — |
| D | 2024-12-10 | 2024-12-06 | SMCI | LIU TALLY C | Dir | M - OptEx | $0.00 | -860 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-06 | M | A | 860 | — | 283,720 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F2) Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on September 30, 2024. |
| 2 | Derivative | Restricted Stock Units | 2024-12-06 | M | D | 860 | $0.00 | 0 | D | — · — to — | 860 Common Stock | (F3) This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split. (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F4) Restricted stock units were granted with respect to service as lead independent director. The total number of restricted stock units fully vested on December 6, 2024. Vested units are settled in shares of common stock. |