Form 4 for TW Tradeweb Markets Inc.
Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-01 · accession 0001758730-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-01-04 | 2023-01-01 | TW | Olesky Lee | Dir | F - Tax | $65.34 | -55.6K | 264.9K | -17% | -$3.63M | |
| M | 2023-01-04 | 2023-01-01 | TW | Olesky Lee | Dir | A - Grant | $0.00 | +5,295 | 265.5K | +2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2023-01-01 | F | D | 55,572 | $65.34 | 264,868 | D | — | — | (F3) Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of RSUs in respect of the Class A Common Stock held by the reporting person. (F2) This amount includes (i) 17,151 RSUs in respect of Class A Common Stock scheduled to vest on March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2023, (iii) 19,777 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (v) 31,000 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2022, and (vi) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on each of the first, second and third anniversaries of January 1, 2023. Mr. Olesky retired as CEO effective as of 12/31/22. Each award disclosed herein will continue to vest in accordance with its vesting terms per the retirement provisions of each grant agreement. |
| 2 | Common | Class A common stock | 2023-01-01 | A | A | 4,620 | $0.00 | 320,440 | D | — | — | (F2) This amount includes (i) 17,151 RSUs in respect of Class A Common Stock scheduled to vest on March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2023, (iii) 19,777 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (v) 31,000 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2022, and (vi) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on each of the first, second and third anniversaries of January 1, 2023. Mr. Olesky retired as CEO effective as of 12/31/22. Each award disclosed herein will continue to vest in accordance with its vesting terms per the retirement provisions of each grant agreement. |
| 3 | Common | Class A common stock | 2023-01-01 | A | A | 675 | $0.00 | 265,543 | D | — | — | (F4) Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. (F2) This amount includes (i) 17,151 RSUs in respect of Class A Common Stock scheduled to vest on March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2023, (iii) 19,777 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (v) 31,000 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2022, and (vi) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on each of the first, second and third anniversaries of January 1, 2023. Mr. Olesky retired as CEO effective as of 12/31/22. Each award disclosed herein will continue to vest in accordance with its vesting terms per the retirement provisions of each grant agreement. |