Form 4 for TW Tradeweb Markets Inc.
Accepted 2023-01-09 00:00:00 ET · period of report 2023-01-05 · accession 0001758730-23-000029 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-01-09 | 2023-01-05 | TW | Hult William | CEO, Dir | S - Sale | $63.59 | -41.3K | 151.9K | -21% | -$2.62M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2023-01-05 | S | D | 26,247 | $63.82 | 125,672 | D | — | — | (F4) The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.45 to $64.295, inclusive. (F3) This amount includes (i) 14,364 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 17, 2023, (ii) 16,563 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 49,688 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2024 and (iv) 25,963 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023, March 15, 2024 and March 15, 2025, in each case, subject to the reporting person's continued employment through the applicable vesting date. |
| 2 | Common | Class A common stock | 2023-01-05 | S | D | 15,013 | $63.18 | 151,919 | D | — | — | (F2) The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.45 to $63.43, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 4 to this Form 4. (F3) This amount includes (i) 14,364 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 17, 2023, (ii) 16,563 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 49,688 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2024 and (iv) 25,963 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023, March 15, 2024 and March 15, 2025, in each case, subject to the reporting person's continued employment through the applicable vesting date. |