Form 4 for TW Tradeweb Markets Inc.
Accepted 2023-09-15 00:00:00 ET · period of report 2023-09-14 · accession 0001758730-23-000160 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-15 | 2023-09-14 | TW | Peterson Justin | CTO | M - OptEx | $20.59 | +20.0K | 72.8K | +38% | +$411.8K |
| D | 2023-09-15 | 2023-09-14 | TW | Peterson Justin | CTO | S - Sale+OE | $84.35 | -20.0K | 52.8K | -27% | -$1.69M |
| D | 2023-09-15 | 2023-09-14 | TW | Peterson Justin | CTO | M - OptEx | $0.00 | -20.0K | 23.6K | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2023-09-14 | M | A | 20,000 | $20.59 | 72,760 | D | — | — | (F2) This amount includes (i) 3,371 RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (ii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iii) 6,409 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (v) 13,729 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date. |
| 2 | Common | Class A common stock | 2023-09-14 | S | D | 20,000 | $84.35 | 52,760 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.01 to $84.61, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F2) This amount includes (i) 3,371 RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (ii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iii) 6,409 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (v) 13,729 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date. |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-09-14 | M | D | 20,000 | $0.00 | 23,550 | D | $20.59 · — to 2028-10-26 | 20,000 Class A common stock | (F4) The option is fully vested and exercisable as of the date hereof. |