Form 4 for STEM STEM, INC.
Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-13 · accession 0001758766-21-000152 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-08-17 | 2021-08-13 | STEM | Daley Adam | Dir | J - Other | $0.00 | +87.4K | 766.4K | +13% | $0 | |
| MI | 2021-08-17 | 2021-08-13 | STEM | Daley Adam | Dir | J - Other | $0.00 | +679.0K | 432.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2021-08-13 | J | A | 87,384 | $0.00 | 766,360 | D | — | — | |
| 2 | Common | Common Stock, Par Value $0.0001 Per Share | 2021-08-13 | J | A | 246,251 | $0.00 | 678,976 | I By Daley Investment Trust | — | — | (F4) Held by Daley Investment Trust, of which the reporting person is a trustee. |
| 3 | Common | Common Stock, Par Value $0.0001 Per Share | 2021-08-13 | J | A | 432,725 | $0.00 | 432,725 | I By Daley Revocable Trust | — | — | (F2) Held by Daley Revocable Trust, of which the reporting person is a trustee. |