Form 4 for STEM STEM, INC.
Accepted 2022-04-29 00:00:00 ET · period of report 2022-04-28 · accession 0001758766-22-000077 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-29 | 2022-04-28 | STEM | MORGAN MICHAEL C | Dir | M - OptEx | $0.00 | +5,524 | 5,524 | New | $0 |
| D | 2022-04-29 | 2022-04-28 | STEM | MORGAN MICHAEL C | Dir | M - OptEx | $0.00 | -5,524 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2022-04-28 | M | A | 5,524 | $0.00 | 5,524 | D | — | — | (F1) Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. |
| 2 | Derivative | Restricted Stock Unit | 2022-04-28 | M | D | 5,524 | $0.00 | 0 | D | — · — to — | 5,524 Common Stock, Par Value $0.0001 Per Share | (F1) Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. (F7) On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. |