Form 4 for STEM STEM, INC.
Accepted 2023-03-13 00:00:00 ET · period of report 2023-03-09 · accession 0001758766-23-000039 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-13 | 2023-03-09 | STEM | Schaefer Robert | Pres, Transformational | S - Sale | $8.58 | -5,383 | 739.2K | -0.7% | -$46.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2023-03-09 | S | D | 5,383 | $8.58 | 739,195 | D | — | — | (F1) Represents shares of common stock sold to cover the reporting person's tax liability in connection with the previously-reported settlement of RSUs. |