Form 4 for STEM STEM, INC.
Accepted 2023-03-21 00:00:00 ET · period of report 2023-03-20 · accession 0001758766-23-000047 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-21 | 2023-03-20 | STEM | Carrington John Eugene | CEO, Dir | S - Sale | $6.33 | -13.2K | 111.4K | -11% | -$83.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2023-03-20 | S | D | 13,216 | $6.33 | 111,422 | D | — | — | (F1) Represents shares of common stock sold to cover the reporting person's tax liability in connection with the previously-reported settlement of RSUs. (F2) The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $6.33 to $6.345. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |