Form 4 for STEM STEM, INC.
Accepted 2023-09-18 00:00:00 ET · period of report 2023-09-15 · accession 0001758766-23-000122 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-09-18 | 2023-09-15 | STEM | BUZBY DAVID S | Dir | P - Purchase | $4.82 | +62.0K | 620.7K | +11% | +$298.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2023-09-15 | P | A | 62,000 | $4.82 | 620,711 | I By the David S. Buzby Revocable Trust | — | — | (F1) Held by the 2016 David S. Buzby Revocable Trust, of which the reporting person is sole trustee. |