Form 4 for STEM STEM, INC.
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-15 · accession 0001758766-24-000015 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-20 | 2024-02-15 | STEM | Homenock Kim | CHRO | M - OptEx | $0.00 | +22.6K | 92.3K | +32% | $0 |
| D | 2024-02-20 | 2024-02-15 | STEM | Homenock Kim | CHRO | M - OptEx | $0.00 | -22.6K | 95.9K | -19% | $0 |
| D | 2024-02-20 | 2024-02-15 | STEM | Homenock Kim | CHRO | A - Grant | $0.00 | +51.5K | 51.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2024-02-15 | M | A | 22,578 | $0.00 | 92,309 | D | — | — | |
| 2 | Derivative | Restricted Stock Unit | 2024-02-15 | M | D | 22,578 | $0.00 | 95,910 | D | $0.00 · — to — | 22,578 Common Stock, Par Value $0.0001 Per Share | (F1) On February 15, 2023, the reporting person was granted 68,421 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 15, 2024. |
| 3 | Derivative | Stock Option (Right to Buy) | 2024-02-15 | A | A | 51,456 | $0.00 | 51,456 | D | $3.37 · — to 2034-02-15 | 51,456 Common Stock, Par Value $0.0001 Per Share | (F2) The option award vests in three annual installments (33% / 33% / 34%) beginning on February 15, 2025. |