Form 4 for STEM STEM, INC.
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001758766-24-000032 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-03-05 | 2024-03-01 | STEM | Shukla Rahul | CAO | A - Grant | $0.00 | +41.2K | 61.4K | +204% | $0 | |
| 2024-03-05 | 2024-03-04 | STEM | Shukla Rahul | CAO | S - Sale | $2.47 | -20.2K | 41.2K | -33% | -$49.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2024-03-01 | A | A | 41,231 | $0.00 | 61,435 | D | — | — | (F1) Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals. |
| 2 | Common | Common Stock, Par Value $0.0001 Per Share | 2024-03-04 | S | D | 20,204 | $2.47 | 41,231 | D | — | — |