Form 4 for STEM STEM, INC.
Accepted 2024-03-18 00:00:00 ET · period of report 2024-03-14 · accession 0001758766-24-000056 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-18 | 2024-03-14 | STEM | Homenock Kim | CHRO | M - OptEx | $0.00 | +16.7K | 138.0K | +14% | $0 |
| D | 2024-03-18 | 2024-03-15 | STEM | Homenock Kim | CHRO | P - Purchase | $1.84 | +24.0K | 162.0K | +17% | +$44.2K |
| D | 2024-03-18 | 2024-03-14 | STEM | Homenock Kim | CHRO | M - OptEx | $0.00 | -16.7K | 79.2K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2024-03-14 | M | A | 16,689 | $0.00 | 137,989 | D | — | — | |
| 2 | Common | Common Stock, Par Value $0.0001 Per Share | 2024-03-15 | P | A | 24,000 | $1.84 | 161,989 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2024-03-14 | M | D | 16,689 | $0.00 | 79,221 | D | $0.00 · — to — | 16,689 Common Stock, Par Value $0.0001 Per Share | (F1) On March 14, 2022, the reporting person was granted 66,755 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on March 14, 2023. |