Form 4 for STEM STEM, INC.
Accepted 2024-05-28 00:00:00 ET · period of report 2024-05-24 · accession 0001758766-24-000093 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-28 | 2024-05-24 | STEM | Tappin Matthew | Pres, Asset Management | M - OptEx | $0.00 | +2,775 | 18.0K | +18% | $0 |
| D | 2024-05-28 | 2024-05-24 | STEM | Tappin Matthew | Pres, Asset Management | M - OptEx | $0.00 | -2,775 | 78.9K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2024-05-24 | M | A | 2,775 | $0.00 | 18,023 | D | — | — | |
| 2 | Derivative | Restricted Stock Unit | 2024-05-24 | M | D | 2,775 | $0.00 | 78,939 | D | $0.00 · — to — | 2,775 Common Stock, Par Value $0.0001 Per Share | (F1) On July 2, 2021, the reporting person was granted 11,099 RSUs vesting in four equal annual installments beginning on May 24, 2022. |