Form 4 for STEM STEM, INC.
Accepted 2024-05-30 00:00:00 ET · period of report 2024-05-28 · accession 0001758766-24-000118 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-05-30 | 2024-05-28 | STEM | Tappin Matthew | Pres, Asset Management | S - Sale | $1.32 | -1,388 | 16.6K | -8% | -$1,832 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2024-05-28 | S | D | 1,388 | $1.32 | 16,635 | D | — | — | (F1) The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2023. |