Form 4 for STEM STEM, INC.
Accepted 2024-06-10 00:00:00 ET · period of report 2024-06-07 · accession 0001758766-24-000129 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-10 | 2024-06-07 | STEM | Woodward Jane | Dir | M - OptEx | $0.00 | +23.5K | 49.5K | +90% | $0 |
| D | 2024-06-10 | 2024-06-07 | STEM | Woodward Jane | Dir | M - OptEx | $0.00 | -23.5K | 110.2K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2024-06-07 | M | A | 23,489 | $0.00 | 49,511 | D | — | — | |
| 2 | Derivative | Restricted Stock Unit | 2024-06-07 | M | D | 23,489 | $0.00 | 110,236 | D | $0.00 · — to — | 23,489 Common Stock, Par Value $0.0001 Per Share | (F1) On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024. |