Form 4 for STEM STEM, INC.
Accepted 2024-06-10 00:00:00 ET · period of report 2024-06-07 · accession 0001758766-24-000133 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-10 | 2024-06-07 | STEM | Cunningham Gerard | Dir | M - OptEx | $0.00 | +12.1K | 12.1K | New | $0 |
| D | 2024-06-10 | 2024-06-07 | STEM | Cunningham Gerard | Dir | M - OptEx | $0.00 | -12.1K | 110.2K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2024-06-07 | M | A | 12,138 | $0.00 | 12,138 | D | — | — | |
| 2 | Derivative | Restricted Stock Unit | 2024-06-07 | M | D | 12,138 | $0.00 | 110,236 | D | $0.00 · — to — | 12,138 Common Stock, Par Value $0.0001 Per Share | (F1) On April 19, 2024, the reporting person was granted 12,138 RSUs vesting 100% on June 7, 2024. |