Form 4 for STEM STEM, INC.
Accepted 2024-06-10 00:00:00 ET · period of report 2024-06-07 · accession 0001758766-24-000137 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-10 | 2024-06-07 | STEM | Birns Ira M | Dir | M - OptEx | $0.00 | +24.2K | 24.2K | New | $0 |
| D | 2024-06-10 | 2024-06-07 | STEM | Birns Ira M | Dir | M - OptEx | $0.00 | -24.2K | 110.2K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2024-06-07 | M | A | 24,184 | $0.00 | 24,184 | D | — | — | |
| 2 | Derivative | Restricted Stock Unit | 2024-06-07 | M | D | 24,184 | $0.00 | 110,236 | D | $0.00 · — to — | 24,184 Common Stock, Par Value $0.0001 Per Share | (F1) On November 6, 2023, the reporting person was granted 24,184 RSUs vesting 100% on June 7, 2024. |