Form 4 for STEM STEM, INC.
Accepted 2024-09-30 00:00:00 ET · period of report 2024-09-26 · accession 0001758766-24-000168 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-30 | 2024-09-26 | STEM | Carlson Michael James | COO | M - OptEx | $0.00 | +6,089 | 135.0K | +5% | $0 |
| D | 2024-09-30 | 2024-09-26 | STEM | Carlson Michael James | COO | M - OptEx | $0.00 | -6,089 | 277.6K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2024-09-26 | M | A | 6,089 | $0.00 | 134,992 | D | — | — | |
| 2 | Derivative | Restricted Stock Unit | 2024-09-26 | M | D | 6,089 | $0.00 | 277,573 | D | $0.00 · — to — | 6,089 Common Stock, Par Value $0.0001 Per Share | (F1) On September 26, 2022, the reporting person was granted 24,356 RSUs vesting in four equal annual installments beginning on September 26, 2023. |