Form 4 for PRVA Privia Health Group, Inc.
Accepted 2023-12-19 00:00:00 ET · period of report 2023-12-15 · accession 0001759655-23-000220 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-12-19 | 2023-12-15 | PRVA | Morris Matthew Shawn | Dir | G - Gift | $0.00 | -12.0K | 24.5K | -33% | $0 |
| DMI | 2023-12-19 | 2023-12-15 | PRVA | Morris Matthew Shawn | Dir | G - Gift | $0.00 | -244.0K | 315.7K | -44% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2023-12-15 | G | D | 11,997 | $0.00 | 24,485 | I By Emerald Family, LLC | — | — | (F1) Represents a gift of membership interests in Emerald Family, LLC to the reporting person's spouse, representing 49% of Emerald Family, LLC. The reporting person along with his spouse directly own all membership interests in Emerald Family, LLC. (F2) Includes 24,485 shares previously owned directly by the reporting person which were contributed to Emerald Family, LLC, a limited liability company of which, at the time of transfer, the reporting person was the sole member and owned all of the LLC interests. Mr. Morris disclaims beneficial ownership of the securities held by Emerald Family, LLC except to the extent of his pecuniary interest therein. |
| 2 | Derivative | Common Stock, par value $0.01 per share | 2023-12-15 | G | D | 89,318 | $0.00 | 182,283 | I By Emerald Family, LLC | $23.00 · — to 2031-04-29 | 89,318 Common Stock | (F1) Represents a gift of membership interests in Emerald Family, LLC to the reporting person's spouse, representing 49% of Emerald Family, LLC. The reporting person along with his spouse directly own all membership interests in Emerald Family, LLC. (F7) Includes 182,283 stock options previously owned directly by the reporting person which were contributed to Emerald Family, LLC, a limited liability company of which, at the time of transfer, the reporting person was the sole member and owned all of the LLC interests. Mr. Morris disclaims beneficial ownership of the securities held by Emerald Family, LLC except to the extent of his pecuniary interest therein. (F6) Reflects stock options to purchase shares of common stock that were granted under the Issuer's 2021 Omnibus Incentive Plan. The 182,283 stock options reported in this transaction became exercisable on April 29, 2023. |
| 3 | Derivative | Stock Option (Right to Purchase) | 2023-12-15 | G | D | 154,676 | $0.00 | 315,666 | I By Emerald Family, LLC | $2.00 · — to 2033-08-27 | 154,676 Common Stock, par value $0.01 per share | (F1) Represents a gift of membership interests in Emerald Family, LLC to the reporting person's spouse, representing 49% of Emerald Family, LLC. The reporting person along with his spouse directly own all membership interests in Emerald Family, LLC. (F4) Includes 315,666 stock options previously owned directly by the reporting person which were contributed to Emerald Family, LLC, a limited liability company of which, at the time of transfer, the reporting person was the sole member and owned all of the LLC interests. Mr. Morris disclaims beneficial ownership of the securities held by Emerald Family, LLC except to the extent of his pecuniary interest therein. (F3) Reflects stock options to purchase shares of common stock that were granted under the Issuer's Second Amended and Restated PH Group Parent Corp. Stock Option Plan. The 315,666 stock options reported in this transaction became exercisable on October 29, 2022. |