Form 4 for LXFR LUXFER HOLDINGS PLC
Accepted 2022-05-25 00:00:00 ET · period of report 2022-05-23 · accession 0001760464-22-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-25 | 2022-05-23 | LXFR | Webster Stephen | CFO | M - OptEx | — | +6,347 | 17.0K | +59% | — |
| D | 2022-05-25 | 2022-05-23 | LXFR | Webster Stephen | CFO | F - Tax | $15.92 | -3,240 | 13.8K | -19% | -$51.6K |
| DM | 2022-05-25 | 2022-05-23 | LXFR | Webster Stephen | CFO | M - OptEx | — | -6,347 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-05-23 | M | A | 1,500 | — | 15,993 | D | — | — | (F3) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 2 | Common | Ordinary Shares | 2022-05-23 | M | A | 66 | — | 16,059 | D | — | — | (F3) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 3 | Common | Ordinary Shares | 2022-05-23 | M | A | 800 | — | 16,859 | D | — | — | (F3) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 4 | Common | Ordinary Shares | 2022-05-23 | M | A | 19 | — | 16,878 | D | — | — | (F3) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 5 | Common | Ordinary Shares | 2022-05-23 | M | A | 109 | — | 14,493 | D | — | — | (F3) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 6 | Common | Ordinary Shares | 2022-05-23 | F | D | 3,240 | $15.92 | 13,805 | D | — | — | |
| 7 | Common | Ordinary Shares | 2022-05-23 | M | A | 2,000 | — | 12,698 | D | — | — | (F1) 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. (F2) Includes 107 shares acquired pursuant to the Luxfer Share Incentive Plan and 147 additional shares acquired from dividend reinvestment transactions. |
| 8 | Common | Ordinary Shares | 2022-05-23 | M | A | 186 | — | 12,884 | D | — | — | (F1) 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. |
| 9 | Common | Ordinary Shares | 2022-05-23 | M | A | 1,500 | — | 14,384 | D | — | — | (F3) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 10 | Common | Ordinary Shares | 2022-05-23 | M | A | 167 | — | 17,045 | D | — | — | (F1) 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. |
| 11 | Derivative | Stock Options (Right to Buy) | 2022-05-23 | M | D | 2,000 | — | 0 | D | — · — to 2023-03-26 | 2,000 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. (F4) The option vested in three equal annual installments beginning on March 26, 2019. The option is fully vested. |
| 12 | Derivative | Dividend Equivalent Rights | 2022-05-23 | M | D | 186 | — | 0 | D | — · — to 2023-03-26 | 186 Ordinary Shares | (F5) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. |
| 13 | Derivative | Stock Options (Right to Buy) | 2022-05-23 | M | D | 1,500 | — | 750 | D | — · — to 2025-03-14 | 1,500 Ordinary Shares | (F3) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F6) The option vests in four equal annual installments beginning on March 14, 2020. |
| 14 | Derivative | Dividend Equivalent Rights | 2022-05-23 | M | D | 109 | — | 83 | D | — · — to 2025-03-14 | 109 Ordinary Shares | (F7) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 15 | Derivative | Stock Options (Right to Buy) | 2022-05-23 | M | D | 1,500 | — | 1,500 | D | — · — to 2026-03-13 | 1,500 Ordinary Shares | (F3) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F8) The option vests in four equal annual installments beginning on March 13, 2021. |
| 16 | Derivative | Dividend Equivalent Rights | 2022-05-23 | M | D | 66 | — | 113 | D | — · — to 2026-03-13 | 66 Ordinary Shares | (F7) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 17 | Derivative | Stock Options (Right to Buy) | 2022-05-23 | M | D | 800 | — | 2,400 | D | — · — to 2027-03-15 | 800 Ordinary Shares | (F3) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F9) The option vests in four equal annual installments beginning on March 15, 2022. |
| 18 | Derivative | Dividend Equivalent Rights | 2022-05-23 | M | D | 19 | — | 80 | D | — · — to 2027-03-15 | 19 Ordinary Shares | (F7) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 19 | Derivative | Dividend Equivalent Rights | 2022-05-23 | M | D | 167 | — | 0 | D | — · — to 2023-03-23 | 167 Ordinary Shares | (F5) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. |