Form 4 for LXFR LUXFER HOLDINGS PLC
Accepted 2023-03-20 00:00:00 ET · period of report 2023-03-16 · accession 0001760464-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-20 | 2023-03-16 | LXFR | Webster Stephen | CFO | M - OptEx | — | +3,555 | 16.0K | +28% | — |
| D | 2023-03-20 | 2023-03-16 | LXFR | Webster Stephen | CFO | F - Tax | $15.39 | -1,783 | 16.1K | -10% | -$27.4K |
| DM | 2023-03-20 | 2023-03-16 | LXFR | Webster Stephen | CFO | M - OptEx | — | -3,555 | 1,600 | -69% | — |
| D | 2023-03-20 | 2023-03-20 | LXFR | Webster Stephen | CFO | A - Grant | — | +4,280 | 4,280 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-03-16 | M | A | 750 | — | 15,968 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 2 | Common | Ordinary Shares | 2023-03-16 | M | A | 45 | — | 16,878 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 3 | Common | Ordinary Shares | 2023-03-16 | M | A | 1,000 | — | 17,878 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 4 | Common | Ordinary Shares | 2023-03-16 | M | A | 43 | — | 17,921 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 5 | Common | Ordinary Shares | 2023-03-16 | F | D | 1,783 | $15.39 | 16,138 | D | — | — | |
| 6 | Common | Ordinary Shares | 2023-03-16 | M | A | 800 | — | 16,833 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 7 | Common | Ordinary Shares | 2023-03-16 | M | A | 750 | — | 15,116 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F2) Includes (i) 246 Ordinary Shares acquired pursuant to the Luxfer Holdings PLC Share Incentive Plan for the purchase periods of January 1, 2022 - May 31, 2022 and June 1, 2022 - December 31, 2022 and (ii) 315 Ordinary Shares acquired since the Reporting Person's last reportable transaction pursuant to the automatic dividend reinvestment feature of the Luxfer Holdings PLC Long Term Umbrella Incentive Plan. |
| 8 | Common | Ordinary Shares | 2023-03-16 | M | A | 102 | — | 15,218 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 9 | Common | Ordinary Shares | 2023-03-16 | M | A | 65 | — | 16,033 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 10 | Derivative | Stock Options (Right to Buy) | 2023-03-16 | M | D | 750 | — | 0 | D | — · — to 2025-03-14 | 750 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F3) The stock options vested in four equal annual installments beginning on March 14, 2020. The stock options are fully vested and exercised. |
| 11 | Derivative | Dividend Equivalent Rights | 2023-03-16 | M | D | 102 | — | 0 | D | — · — to 2025-03-14 | 102 Ordinary Shares | (F4) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 12 | Derivative | Stock Options (Right to Buy) | 2023-03-20 | A | A | 4,280 | — | 4,280 | D | — · — to 2029-03-20 | 4,280 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F8) The stock options vest in four equal annual installments beginning on March 20, 2024. |
| 13 | Derivative | Dividend Equivalent Rights | 2023-03-16 | M | D | 43 | — | 91 | D | — · — to 2028-03-14 | 43 Ordinary Shares | (F4) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 14 | Derivative | Stock Options (Right to Buy) | 2023-03-16 | M | D | 1,000 | — | 3,000 | D | — · — to 2028-03-14 | 1,000 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F7) The remaining stock options vest in three equal annual installments beginning on March 14, 2024. |
| 15 | Derivative | Dividend Equivalent Rights | 2023-03-16 | M | D | 45 | — | 97 | D | — · — to 2027-03-15 | 45 Ordinary Shares | (F4) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 16 | Derivative | Stock Options (Right to Buy) | 2023-03-16 | M | D | 750 | — | 750 | D | — · — to 2026-03-13 | 750 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F5) The remaining stock options vest on March 13, 2024. |
| 17 | Derivative | Dividend Equivalent Rights | 2023-03-16 | M | D | 65 | — | 88 | D | — · — to 2026-03-13 | 65 Ordinary Shares | (F4) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 18 | Derivative | Stock Options (Right to Buy) | 2023-03-16 | M | D | 800 | — | 1,600 | D | — · — to 2027-03-15 | 800 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F6) The remaining stock options vest in two equal annual installments on March 15, 2024 and March 15, 2025, respectively. |