Form 4 for LXFR LUXFER HOLDINGS PLC
Accepted 2024-03-21 00:00:00 ET · period of report 2024-03-20 · accession 0001760464-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-21 | 2024-03-20 | LXFR | Webster Stephen | CFO | M - OptEx | — | +3,963 | 19.4K | +26% | — |
| D | 2024-03-21 | 2024-03-20 | LXFR | Webster Stephen | CFO | F - Tax | $10.67 | -2,043 | 20.4K | -9% | -$21.8K |
| DM | 2024-03-21 | 2024-03-20 | LXFR | Webster Stephen | CFO | M - OptEx | — | -3,963 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-03-20 | M | A | 51 | — | 22,474 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 2 | Common | Ordinary Shares | 2024-03-20 | F | D | 2,043 | $10.67 | 20,431 | D | — | — | |
| 3 | Common | Ordinary Shares | 2024-03-20 | M | A | 1,070 | — | 22,423 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 4 | Common | Ordinary Shares | 2024-03-20 | M | A | 87 | — | 21,353 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 5 | Common | Ordinary Shares | 2024-03-20 | M | A | 800 | — | 21,266 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 6 | Common | Ordinary Shares | 2024-03-20 | M | A | 78 | — | 20,466 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 7 | Common | Ordinary Shares | 2024-03-20 | M | A | 1,000 | — | 20,388 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 8 | Common | Ordinary Shares | 2024-03-20 | M | A | 750 | — | 19,261 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F2) The above figure includes (i) 231 Ordinary Shares, including those accrued related to dividend reinvestment rights, acquired pursuant to the Luxfer Holdings PLC Share Incentive Plan for the purchase period of June 1, 2023 - December 31, 2023; and (ii) 255 Ordinary Shares acquired since the Reporting Person's last reportable transaction pursuant to dividend reinvestment transactions. |
| 9 | Common | Ordinary Shares | 2024-03-20 | M | A | 127 | — | 19,388 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 10 | Derivative | Stock Options (Right to Buy) | 2024-03-20 | M | D | 1,000 | — | 2,000 | D | — · — to 2028-03-14 | 1,000 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F5) Represents the exercise of time-based Stock Options awarded on March 14, 2022. The subject Stock Options vested and were exercisable as of March 14, 2024. The remaining Stock Options vest and become exercisable in two equal annual installments on March 14, 2025 and March 14, 2026. |
| 11 | Derivative | Dividend Equivalent Rights | 2024-03-20 | M | D | 127 | — | 0 | D | — · — to 2026-03-13 | 127 Ordinary Shares | (F4) Represents dividend equivalent rights accrued on employee Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 12 | Derivative | Dividend Equivalent Rights | 2024-03-20 | M | D | 87 | — | 92 | D | — · — to 2027-03-15 | 87 Ordinary Shares | (F4) Represents dividend equivalent rights accrued on employee Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 13 | Derivative | Stock Options (Right to Buy) | 2024-03-20 | M | D | 1,070 | — | 3,210 | D | — · — to 2029-03-20 | 1,070 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F7) Represents the exercise of time-based Stock Options awarded on March 20, 2023. The subject Stock Options vested and were exercisable as of March 20, 2024. The remaining Stock Options vest in three equal annual installments beginning on March 20, 2025. |
| 14 | Derivative | Dividend Equivalent Rights | 2024-03-20 | M | D | 51 | — | 160 | D | — · — to 2029-03-20 | 51 Ordinary Shares | (F4) Represents dividend equivalent rights accrued on employee Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 15 | Derivative | Dividend Equivalent Rights | 2024-03-20 | M | D | 78 | — | 165 | D | — · — to 2028-03-14 | 78 Ordinary Shares | (F4) Represents dividend equivalent rights accrued on employee Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 16 | Derivative | Stock Options (Right to Buy) | 2024-03-20 | M | D | 800 | — | 800 | D | — · — to 2027-03-15 | 800 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F6) Represents the exercise of time-based Stock Options awarded on March 15, 2021. The subject Stock Options vested and were exercisable as of March 15, 2024. The remaining Stock Options vest and become exercisable on March 15, 2025. |
| 17 | Derivative | Stock Options (Right to Buy) | 2024-03-20 | M | D | 750 | — | 0 | D | — · — to 2026-03-13 | 750 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F3) Represents the exercise of time-based Stock Options awarded on March 13, 2020. The subject Stock Options fully vested and were exercisable as of March 13, 2024. |