Form 4/A for MVST Microvast Holdings, Inc.
Accepted 2022-06-28 00:00:00 ET · period of report 2022-04-11 · accession 0001760689-22-000045 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2022-06-28 | 2022-04-11 | MVST | Vogel Stephen A | Dir | J - Other | — | +3.85M | 4.02M | +2,282% | — |
| DAI | 2022-06-28 | 2022-04-11 | MVST | Vogel Stephen A | Dir | J - Other | — | -5.40M | 0 | -100% | — |
| DAI | 2022-06-28 | 2022-04-11 | MVST | Vogel Stephen A | Dir | J - Other | — | -391.0K | 0 | -100% | — |
| DA | 2022-06-28 | 2022-04-11 | MVST | Vogel Stephen A | Dir | J - Other | — | +512 | 150.5K | +0.3% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-11 | J | A | 3,849,070 | — | 4,017,720 | D | — | — | (F1) Represents a transfer of an aggregate of 5,404,320 shares of common stock held by Tuscan Holdings Acquisition LLC, a Delaware limited liability company (the "Sponsor") in a pro rata distribution to its members, including 3,849,070 shares of common stock to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement shares in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. |
| 2 | Common | Common Stock | 2022-04-11 | J | D | 5,404,320 | — | 0 | I By Tuscan Holdings Acquisition LLC | — | — | (F1) Represents a transfer of an aggregate of 5,404,320 shares of common stock held by Tuscan Holdings Acquisition LLC, a Delaware limited liability company (the "Sponsor") in a pro rata distribution to its members, including 3,849,070 shares of common stock to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement shares in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. (F2) The Reporting Person is the sole managing member of this entity. |
| 3 | Derivative | Warrants | 2022-04-11 | J | D | 391,012 | — | 0 | I By Tuscan Holdings Acquisition LLC | $11.50 · 2021-08-23 to 2026-07-23 | 391,012 Common Stock | (F3) Represents a transfer of an aggregate of 391,012 warrants previously held by the Sponsor in a pro rata distribution to its members, including 512 warrants to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement warrants in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. (F2) The Reporting Person is the sole managing member of this entity. |
| 4 | Derivative | Warrants | 2022-04-11 | J | A | 512 | — | 150,512 | D | $11.50 · 2021-08-23 to 2026-07-23 | 512 Common Stock | (F3) Represents a transfer of an aggregate of 391,012 warrants previously held by the Sponsor in a pro rata distribution to its members, including 512 warrants to the Reporting Person. As a member of the Sponsor who was entitled to a distribution of private placement warrants in accordance with the Sponsor's operating agreement, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor. |