Form 4/A for LXFR LUXFER HOLDINGS PLC
Accepted 2022-03-16 00:00:00 ET · period of report 2022-03-13 · accession 0001761353-22-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2022-03-16 | 2022-03-13+ | LXFR | Harding Heather | Former CFO, See Remarks | M - OptEx | — | +5,263 | 50.2K | +12% | — |
| DMA | 2022-03-16 | 2022-03-13+ | LXFR | Harding Heather | Former CFO, See Remarks | F - Tax | $19.51 | -2,436 | 49.0K | -5% | -$47.5K |
| DMA | 2022-03-16 | 2022-03-13+ | LXFR | Harding Heather | Former CFO, See Remarks | M - OptEx | — | -5,263 | 4,660 | -53% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-03-14 | M | A | 1,260 | — | 51,115 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 2 | Common | Ordinary Shares | 2022-03-14 | F | D | 583 | $19.51 | 50,532 | D | — | — | (F4) The original Form 4, filed on March 15, 2022, stated that 627 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 583 Ordinary Shares were withheld. |
| 3 | Common | Ordinary Shares | 2022-03-14 | F | D | 707 | $19.51 | 49,855 | D | — | — | (F3) The original Form 4, filed on March 15, 2022, stated that 760 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 707 Ordinary Shares were withheld. |
| 4 | Common | Ordinary Shares | 2022-03-14 | M | A | 1,527 | — | 50,562 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 5 | Common | Ordinary Shares | 2022-03-13 | F | D | 1,146 | $19.51 | 49,035 | D | — | — | (F2) The original Form 4, filed on March 15, 2022, stated that 1,231 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 1,146 Ordinary Shares were withheld. |
| 6 | Common | Ordinary Shares | 2022-03-13 | M | A | 2,476 | — | 50,181 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 7 | Derivative | Restricted Stock Units | 2022-03-14 | M | D | 1,527 | — | 1,400 | D | — · — to — | 1,527 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F6) The remaining Restricted Stock Units would normally vest on March 14, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining Restricted Stock Units will be forfeited and lapse. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights. |
| 8 | Derivative | Restricted Stock Units | 2022-03-14 | M | D | 1,260 | — | 1,260 | D | — · — to — | 1,260 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F7) Represents the vesting of performance-based Restricted Stock Units (at 50% of target) awarded on March 14, 2019. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Restricted Stock Units vested 50% on March 14, 2022, and the remaining balance would normally vest on March 14, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining performance-based Restricted Stock Units will be forfeited and lapse. |
| 9 | Derivative | Restricted Stock Units | 2022-03-13 | M | D | 2,476 | — | 4,660 | D | — · — to — | 2,476 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F5) The remaining Restricted Stock Units would normally vest in two equal installments beginning on March 13, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining Restricted Stock Units will be forfeited and lapse. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights. |