Form 4 for LXFR LUXFER HOLDINGS PLC
Accepted 2022-03-15 00:00:00 ET · period of report 2022-03-13 · accession 0001761358-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-15 | 2022-03-13+ | LXFR | Gibbons Peter | VP, GM, Luxfer Graphic Arts | F - Tax | $19.51 | -689 | 12.8K | -5% | -$13.4K |
| DM | 2022-03-15 | 2022-03-13+ | LXFR | Gibbons Peter | VP, GM, Luxfer Graphic Arts | M - OptEx | — | +1,384 | 12.7K | +12% | — |
| D | 2022-03-15 | 2022-03-14 | LXFR | Gibbons Peter | VP, GM, Luxfer Graphic Arts | A - Grant | — | +1,600 | 1,600 | New | — |
| DM | 2022-03-15 | 2022-03-13+ | LXFR | Gibbons Peter | VP, GM, Luxfer Graphic Arts | M - OptEx | — | -1,384 | 765 | -64% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-03-13 | F | D | 282 | $19.51 | 12,389 | D | — | — | |
| 2 | Common | Ordinary Shares | 2022-03-14 | M | A | 817 | — | 13,206 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 3 | Common | Ordinary Shares | 2022-03-14 | F | D | 407 | $19.51 | 12,799 | D | — | — | |
| 4 | Common | Ordinary Shares | 2022-03-13 | M | A | 567 | — | 12,671 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F2) Includes 270 Ordinary Shares acquired pursuant to the Luxfer Holdings PLC Employee Stock Purchase Plan ("ESPP") for the purchase periods of December 19, 2020 - June 18, 2021 and June 19, 2021 - December 24, 2021. These transactions are exempt pursuant to Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Ordinary Shares on June 18, 2021 and December 24, 2021, respectively. |
| 5 | Derivative | Restricted Stock Units | 2022-03-14 | A | A | 1,600 | — | 1,600 | D | — · — to — | 1,600 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F5) The Restricted Stock Units vest in four equal installments beginning on March 14, 2023. |
| 6 | Derivative | Restricted Stock Units | 2022-03-13 | M | D | 567 | — | 1,070 | D | — · — to — | 567 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F3) The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights. |
| 7 | Derivative | Restricted Stock Units | 2022-03-14 | M | D | 817 | — | 765 | D | — · — to — | 817 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F4) The remaining Restricted Stock Units vest on March 14, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights. |