Form 4 for LXFR LUXFER HOLDINGS PLC
Accepted 2023-03-16 00:00:00 ET · period of report 2023-03-13 · accession 0001761358-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-16 | 2023-03-13+ | LXFR | Gibbons Peter | VP, GM, Luxfer Graphic Arts | M - OptEx | — | +2,323 | 14.3K | +19% | — |
| DM | 2023-03-16 | 2023-03-13+ | LXFR | Gibbons Peter | VP, GM, Luxfer Graphic Arts | F - Tax | $15.42 | -904 | 13.8K | -6% | -$13.9K |
| DM | 2023-03-16 | 2023-03-13+ | LXFR | Gibbons Peter | VP, GM, Luxfer Graphic Arts | M - OptEx | — | -2,323 | 1,240 | -65% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-03-14 | M | A | 412 | — | 15,015 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 2 | Common | Ordinary Shares | 2023-03-14 | F | D | 329 | $15.52 | 14,603 | D | — | — | |
| 3 | Common | Ordinary Shares | 2023-03-14 | M | A | 846 | — | 14,932 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 4 | Common | Ordinary Shares | 2023-03-13 | F | D | 188 | $15.30 | 14,086 | D | — | — | |
| 5 | Common | Ordinary Shares | 2023-03-14 | F | D | 160 | $15.52 | 14,855 | D | — | — | |
| 6 | Common | Ordinary Shares | 2023-03-13 | F | D | 227 | $15.30 | 13,792 | D | — | — | |
| 7 | Common | Ordinary Shares | 2023-03-13 | M | A | 583 | — | 14,019 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 8 | Common | Ordinary Shares | 2023-03-13 | M | A | 482 | — | 14,274 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 9 | Derivative | Restricted Stock Units | 2023-03-14 | M | D | 846 | — | 0 | D | — · — to — | 846 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F5) The Restricted Stock Units are fully vested. The amount above includes 81 additional Restricted Stock Units accrued related to dividend reinvestment rights. |
| 10 | Derivative | Restricted Stock Units | 2023-03-13 | M | D | 482 | — | 483 | D | — · — to — | 482 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F4) Represents the grant and partial vesting of performance-based Restricted Stock Units (at 50% target) awarded on March 13, 2020. One half of the performance-based Restricted Stock Units vested on March 13, 2023 upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2022. The remaining balance will vest on March 13, 2024. |
| 11 | Derivative | Restricted Stock Units | 2023-03-13 | M | D | 583 | — | 592 | D | — · — to — | 583 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F3) The amount above includes 57 additional Restricted Stock Units accrued related to dividend reinvestment rights. (F2) The remaining Restricted Stock Units vest on March 13, 2024. The amount above includes 48 additional Restricted Stock Units accrued related to dividend reinvestment rights. |
| 12 | Derivative | Restricted Stock Units | 2023-03-14 | M | D | 412 | — | 1,240 | D | — · — to — | 412 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F7) The amount above includes 40 additional Restricted Stock Units accrued related to dividend reinvestment rights. (F6) The remaining Restricted Stock Units vest in three equal annual installments beginning on March 14, 2024. The amount above includes 12 additional Restricted Stock Units accrued related to dividend reinvestment rights. |