InsiderTrades

Form 4 for LXFR LUXFER HOLDINGS PLC

Accepted 2022-03-15 00:00:00 ET · period of report 2022-03-13 · accession 0001761420-22-000002 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2022-03-15 2022-03-13+ LXFR Butcher Andrew Pres, Luxfer Gas Cylinders F - Tax $19.51 -2,112 109.6K -2% -$41.2K
DM 2022-03-15 2022-03-13+ LXFR Butcher Andrew Pres, Luxfer Gas Cylinders M - OptEx — +4,243 110.2K +4% —
DM 2022-03-15 2022-03-13+ LXFR Butcher Andrew Pres, Luxfer Gas Cylinders M - OptEx — -4,243 1,100 -79% —
D 2022-03-15 2022-03-14 LXFR Butcher Andrew Pres, Luxfer Gas Cylinders A - Grant — +6,000 6,000 New —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Ordinary Shares 2022-03-14 F D 493 $19.51 110,130 D — —
2 Common Ordinary Shares 2022-03-13 F D 1,023 $19.51 109,032 D — —
3 Common Ordinary Shares 2022-03-13 M A 2,056 — 110,055 D — — (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F2) Includes 343 Ordinary Shares acquired pursuant to the Luxfer Holdings PLC Employee Stock Purchase Plan ("ESPP") for the purchase periods of December 19, 2020 - June 18, 2021 and June 19, 2021 - December 24, 2021. These transactions are exempt pursuant to Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Ordinary Shares on June 18, 2021 and December 24, 2021, respectively.
4 Common Ordinary Shares 2022-03-14 M A 990 — 110,623 D — — (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
5 Common Ordinary Shares 2022-03-14 F D 596 $19.51 109,633 D — —
6 Common Ordinary Shares 2022-03-14 M A 1,197 — 110,229 D — — (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
7 Derivative Restricted Stock Units 2022-03-14 M D 990 — 990 D — · — to — 990 Ordinary Shares (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F5) Represents the vesting of performance-based Restricted Stock Units (at 50% of target) awarded on March 14, 2019. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Restricted Stock Units vested 50% on March 14, 2022, and the remaining balance will vest on March 14, 2023.
8 Derivative Restricted Stock Units 2022-03-14 A A 6,000 — 6,000 D — · — to — 6,000 Ordinary Shares (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F6) The Restricted Stock Units vest in four equal installments beginning on March 14, 2023.
9 Derivative Restricted Stock Units 2022-03-13 M D 2,056 — 3,870 D — · — to — 2,056 Ordinary Shares (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F3) The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.
10 Derivative Restricted Stock Units 2022-03-14 M D 1,197 — 1,100 D — · — to — 1,197 Ordinary Shares (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F4) The remaining Restricted Stock Units vest on March 14, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.