Form 4/A for LXFR LUXFER HOLDINGS PLC
Accepted 2022-03-16 00:00:00 ET · period of report 2022-03-13 · accession 0001761420-22-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2022-03-16 | 2022-03-13+ | LXFR | Butcher Andrew | Pres, Luxfer Gas Cylinders | M - OptEx | — | +4,243 | 110.5K | +4% | — |
| DMA | 2022-03-16 | 2022-03-13+ | LXFR | Butcher Andrew | Pres, Luxfer Gas Cylinders | F - Tax | $19.51 | -2,297 | 108.9K | -2% | -$44.8K |
| DA | 2022-03-16 | 2022-03-14 | LXFR | Butcher Andrew | Pres, Luxfer Gas Cylinders | A - Grant | — | +6,000 | 6,000 | New | — |
| DMA | 2022-03-16 | 2022-03-13+ | LXFR | Butcher Andrew | Pres, Luxfer Gas Cylinders | M - OptEx | — | -4,243 | 3,870 | -52% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-03-13 | M | A | 2,056 | — | 110,055 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F2) Includes 343 Ordinary Shares acquired pursuant to the Luxfer Holdings PLC Employee Stock Purchase Plan ("ESPP") for the purchase periods of December 19, 2020 - June 18, 2021 and June 19, 2021 - December 24, 2021. These transactions are exempt pursuant to Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Ordinary Shares on June 18, 2021 and December 24, 2021, respectively. |
| 2 | Common | Ordinary Shares | 2022-03-14 | M | A | 1,197 | — | 110,139 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 3 | Common | Ordinary Shares | 2022-03-14 | F | D | 648 | $19.51 | 109,491 | D | — | — | (F4) The original Form 4, filed on March 15, 2022, stated that 596 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 648 Ordinary Shares were withheld. |
| 4 | Common | Ordinary Shares | 2022-03-14 | M | A | 990 | — | 110,481 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 5 | Common | Ordinary Shares | 2022-03-14 | F | D | 536 | $19.51 | 109,945 | D | — | — | (F5) The original Form 4, filed on March 15, 2022, stated that 493 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 536 Ordinary Shares were withheld. |
| 6 | Common | Ordinary Shares | 2022-03-13 | F | D | 1,113 | $19.51 | 108,942 | D | — | — | (F3) The original Form 4, filed on March 15, 2022, stated that 1,023 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 1,113 Ordinary Shares were withheld. |
| 7 | Derivative | Restricted Stock Units | 2022-03-14 | A | A | 6,000 | — | 6,000 | D | — · — to — | 6,000 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F9) The Restricted Stock Units vest in four equal installments beginning on March 14, 2023. |
| 8 | Derivative | Restricted Stock Units | 2022-03-14 | M | D | 990 | — | 990 | D | — · — to — | 990 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F8) Represents the vesting of performance-based Restricted Stock Units (at 50% of target) awarded on March 14, 2019. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Restricted Stock Units vested 50% on March 14, 2022, and the remaining balance will vest on March 14, 2023. |
| 9 | Derivative | Restricted Stock Units | 2022-03-14 | M | D | 1,197 | — | 1,100 | D | — · — to — | 1,197 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F7) The remaining Restricted Stock Units vest on March 14, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights. |
| 10 | Derivative | Restricted Stock Units | 2022-03-13 | M | D | 2,056 | — | 3,870 | D | — · — to — | 2,056 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F6) The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights. |