Form 4 for LXFR LUXFER HOLDINGS PLC
Accepted 2023-03-16 00:00:00 ET · period of report 2023-03-15 · accession 0001761420-23-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-16 | 2023-03-15 | LXFR | Butcher Andrew | CEO, Dir | F - Tax | $15.64 | -1,733 | 117.3K | -1% | -$27.1K |
| DM | 2023-03-16 | 2023-03-15 | LXFR | Butcher Andrew | CEO, Dir | M - OptEx | — | +3,189 | 118.0K | +3% | — |
| DM | 2023-03-16 | 2023-03-15 | LXFR | Butcher Andrew | CEO, Dir | M - OptEx | $0.00 | -3,189 | 2,547 | -56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-03-15 | F | D | 1,043 | $15.64 | 118,137 | D | — | — | |
| 2 | Common | Ordinary Shares | 2023-03-15 | M | A | 1,920 | — | 119,180 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 3 | Common | Ordinary Shares | 2023-03-15 | F | D | 690 | $15.64 | 117,260 | D | — | — | |
| 4 | Common | Ordinary Shares | 2023-03-15 | M | A | 1,269 | — | 117,950 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 5 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 1,920 | $0.00 | 1,920 | D | — · — to — | 1,920 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F4) Represents the partial vesting of performance-based Restricted Stock Units (at 200% target) awarded on March 15, 2021. One-third of the performance-based Restricted Stock Units vested on March 15, 2023 upon the achievement of an adjusted diluted EPS performance metric for the performance period ended December 31, 2021. The remaining performance-based Restricted Stock Units will vest in two equal annual installments on March 15, 2024 and March 15, 2025. |
| 6 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 1,269 | $0.00 | 2,547 | D | — · — to — | 1,269 Ordinary Shares | (F3) The amount above includes 147 additional Restricted Stock Units accrued related to dividend reinvestment rights. (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F2) The remaining Restricted Stock Units vest in two equal annual installments on March 15, 2024 and March 15, 2025. The amount above includes 69 additional Restricted Stock Units accrued related to dividend reinvestment rights. |