Form 4 for LXFR LUXFER HOLDINGS PLC
Accepted 2024-03-15 00:00:00 ET · period of report 2024-03-13 · accession 0001761420-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-15 | 2024-03-13+ | LXFR | Butcher Andrew | CEO, Dir | M - OptEx | — | +10.8K | 127.8K | +9% | — |
| DM | 2024-03-15 | 2024-03-13+ | LXFR | Butcher Andrew | CEO, Dir | F - Tax | $10.23 | -6,098 | 126.8K | -5% | -$62.4K |
| DM | 2024-03-15 | 2024-03-13+ | LXFR | Butcher Andrew | CEO, Dir | M - OptEx | — | -10.8K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-03-13 | M | A | 2,228 | — | 127,273 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F2) The above figure includes 511 Ordinary Shares, including those accrued related to dividend reinvestment rights, acquired since the Reporting Person's last reportable transaction pursuant to the Luxfer Holdings PLC Employee Stock Purchase Plan (the "ESPP") for the purchase period of June 19, 2023 - December 18, 2023. This transaction is exempt pursuant to Rule 16b-3(c). In accordance with the ESPP, these Ordinary Shares were purchased at a price equal to 85% of the closing price of the Issuer's Ordinary Shares on December 18, 2023. |
| 2 | Common | Ordinary Shares | 2024-03-13 | F | D | 1,264 | $10.17 | 126,009 | D | — | — | |
| 3 | Common | Ordinary Shares | 2024-03-14 | F | D | 3,845 | $10.26 | 129,701 | D | — | — | |
| 4 | Common | Ordinary Shares | 2024-03-13 | F | D | 989 | $10.17 | 126,763 | D | — | — | |
| 5 | Common | Ordinary Shares | 2024-03-14 | M | A | 6,783 | — | 133,546 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 6 | Common | Ordinary Shares | 2024-03-13 | M | A | 1,743 | — | 127,752 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 7 | Derivative | Restricted Stock Units | 2024-03-13 | M | D | 1,743 | — | 0 | D | — · — to — | 1,743 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F4) Represents the grant and vesting of performance-based Restricted Stock Units (at 50% target) awarded on March 13, 2020. One half of the performance-based Restricted Stock Units were granted and vested on March 13, 2023 upon the achievement of relative Total Shareholder Return (TSR) goals for the performance period ended December 31, 2022. The remaining balance was granted and vested on March 13, 2024. |
| 8 | Derivative | Restricted Stock Units | 2024-03-14 | M | D | 6,783 | — | 13,577 | D | — · — to — | 6,783 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F6) The above figure includes 977 additional Restricted Stock Units accrued related to dividend reinvestment rights. (F5) The remaining Restricted Stock Units vest in two equal annual installments on March 14, 2025 and March 14, 2026. The above figure includes 483 additional Restricted Stock Units accrued related to dividend reinvestment rights. |
| 9 | Derivative | Restricted Stock Units | 2024-03-13 | M | D | 2,228 | — | 0 | D | — · — to — | 2,228 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F3) The Restricted Stock Units fully vested on March 13, 2024. The above figure includes 293 additional Restricted Stock Units accrued related to dividend reinvestment rights. |