Form 4 for LXFR LUXFER HOLDINGS PLC
Accepted 2024-03-18 00:00:00 ET · period of report 2024-03-15 · accession 0001761420-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-18 | 2024-03-15 | LXFR | Butcher Andrew | CEO, Dir | F - Tax | $10.15 | -1,846 | 130.3K | -1% | -$18.7K |
| DM | 2024-03-18 | 2024-03-15 | LXFR | Butcher Andrew | CEO, Dir | M - OptEx | — | +3,251 | 131.0K | +3% | — |
| DM | 2024-03-18 | 2024-03-15 | LXFR | Butcher Andrew | CEO, Dir | M - OptEx | — | -3,251 | 1,920 | -63% | — |
| D | 2024-03-18 | 2024-03-18 | LXFR | Butcher Andrew | CEO, Dir | A - Grant | — | +45.2K | 45.2K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-03-15 | F | D | 1,090 | $10.15 | 131,106 | D | — | — | |
| 2 | Common | Ordinary Shares | 2024-03-15 | M | A | 1,920 | — | 132,196 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 3 | Common | Ordinary Shares | 2024-03-15 | M | A | 1,331 | — | 131,032 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 4 | Common | Ordinary Shares | 2024-03-15 | F | D | 756 | $10.15 | 130,276 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 1,331 | — | 1,337 | D | — · — to — | 1,331 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F3) The above figure includes 137 additional Restricted Stock Units accrued related to dividend reinvestment rights. (F2) Represents the partial vesting of time-based Restricted Stock Units awarded on March 15, 2021. The remaining Restricted Stock Units vest on March 15, 2025. The above figure includes 131 additional Restricted Stock Units accrued related to dividend reinvestment rights. |
| 6 | Derivative | Restricted Stock Units | 2024-03-18 | A | A | 45,160 | — | 45,160 | D | — · — to — | 45,160 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F5) Represents the award of 45,160 time-based Restricted Stock Units made on March 18, 2024. The Restricted Stock Units vest in four equal annual installments beginning on March 18, 2025. |
| 7 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 1,920 | — | 1,920 | D | — · — to — | 1,920 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F4) Represents the grant and vesting of performance-based Restricted Stock Units (at 200% target) awarded on March 15, 2021. One-third of the performance-based Restricted Stock Units were granted and vested on March 15, 2023 upon the achievement of an adjusted diluted EPS performance measure for the performance period ended December 31, 2021. A further one-third of the performance-based Restricted Stock Units were granted and vested on March 15, 2024. The remaining balance will be granted and vest on March 15, 2025. |