Form 4 for LXFR LUXFER HOLDINGS PLC
Accepted 2021-08-26 00:00:00 ET · period of report 2021-08-24 · accession 0001761477-21-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-26 | 2021-08-24 | LXFR | Wardlow Graham | See Remarks | M - OptEx | — | +14.9K | 30.3K | +97% | — |
| D | 2021-08-26 | 2021-08-24 | LXFR | Wardlow Graham | See Remarks | F - Tax | $20.73 | -7,295 | 23.0K | -24% | -$151.2K |
| DM | 2021-08-26 | 2021-08-24 | LXFR | Wardlow Graham | See Remarks | M - OptEx | — | -14.9K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-08-24 | M | A | 1,470 | — | 21,168 | D | — | — | (F1) 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. |
| 2 | Common | Ordinary Shares | 2021-08-24 | M | A | 134 | — | 21,302 | D | — | — | (F2) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share. |
| 3 | Common | Ordinary Shares | 2021-08-24 | M | A | 2,640 | — | 23,942 | D | — | — | (F1) 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. |
| 4 | Common | Ordinary Shares | 2021-08-24 | M | A | 373 | — | 19,698 | D | — | — | (F2) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share. |
| 5 | Common | Ordinary Shares | 2021-08-24 | M | A | 4,000 | — | 19,325 | D | — | — | (F1) 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. |
| 6 | Common | Ordinary Shares | 2021-08-24 | M | A | 173 | — | 24,115 | D | — | — | (F2) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share. |
| 7 | Common | Ordinary Shares | 2021-08-24 | M | A | 800 | — | 24,915 | D | — | — | (F3) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 8 | Common | Ordinary Shares | 2021-08-24 | M | A | 50 | — | 24,965 | D | — | — | (F4) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share. |
| 9 | Common | Ordinary Shares | 2021-08-24 | M | A | 1,285 | — | 26,250 | D | — | — | (F3) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 10 | Common | Ordinary Shares | 2021-08-24 | M | A | 45 | — | 26,295 | D | — | — | (F4) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share. |
| 11 | Common | Ordinary Shares | 2021-08-24 | M | A | 3,960 | — | 30,255 | D | — | — | (F1) 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. |
| 12 | Common | Ordinary Shares | 2021-08-24 | F | D | 7,295 | $20.73 | 22,960 | D | — | — | |
| 13 | Derivative | Stock Options (Right to Buy) | 2021-08-24 | M | D | 4,000 | — | 0 | D | — · — to 2023-03-23 | 4,000 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. (F5) These options are fully vested and exercised. |
| 14 | Derivative | Dividend Equivalent Rights | 2021-08-24 | M | D | 373 | — | 0 | D | — · — to — | 373 Ordinary Shares | (F2) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share. |
| 15 | Derivative | Stock Options (Right to Buy) | 2021-08-24 | M | D | 1,470 | — | 0 | D | — · — to 2023-03-26 | 1,470 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. (F5) These options are fully vested and exercised. |
| 16 | Derivative | Dividend Equivalent Rights | 2021-08-24 | M | D | 134 | — | 0 | D | — · — to — | 134 Ordinary Shares | (F2) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share. |
| 17 | Derivative | Stock Options (Right to Buy) | 2021-08-24 | M | D | 2,640 | — | 0 | D | — · — to 2023-03-26 | 2,640 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. (F5) These options are fully vested and exercised. |
| 18 | Derivative | Stock Options (Right to Buy) | 2021-08-24 | M | D | 3,960 | — | 0 | D | — · — to 2023-03-26 | 3,960 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. (F5) These options are fully vested and exercised. |
| 19 | Derivative | Stock Options (Right to Buy) | 2021-08-24 | M | D | 800 | — | 1,600 | D | — · — to 2025-03-14 | 800 Ordinary Shares | (F3) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F6) The remaining options vest in two equal, annual installments on March 14, 2022 and March 14, 2023, respectively. |
| 20 | Derivative | Dividend Equivalent Rights | 2021-08-24 | M | D | 50 | — | 104 | D | — · — to — | 50 Ordinary Shares | (F4) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share. |
| 21 | Derivative | Stock Options (Right to Buy) | 2021-08-24 | M | D | 1,285 | — | 3,855 | D | — · — to 2026-03-13 | 1,285 Ordinary Shares | (F3) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F7) The remaining options vest in three equal, annual installments beginning on March 13, 2022. |
| 22 | Derivative | Dividend Equivalent Rights | 2021-08-24 | M | D | 45 | — | 165 | D | — · — to — | 45 Ordinary Shares | (F4) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share. |
| 23 | Derivative | Dividend Equivalent Rights | 2021-08-24 | M | D | 173 | — | 0 | D | — · — to — | 173 Ordinary Shares | (F2) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share. |