Form 4 for LXFR LUXFER HOLDINGS PLC
Accepted 2022-08-05 00:00:00 ET · period of report 2022-08-03 · accession 0001761477-22-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-05 | 2022-08-03 | LXFR | Wardlow Graham | See Remarks | M - OptEx | — | +3,760 | 27.0K | +16% | — |
| D | 2022-08-05 | 2022-08-03 | LXFR | Wardlow Graham | See Remarks | F - Tax | $16.48 | -1,933 | 25.8K | -7% | -$31.9K |
| DM | 2022-08-05 | 2022-08-03 | LXFR | Wardlow Graham | See Remarks | M - OptEx | — | -3,760 | 61 | -98% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-08-03 | M | A | 1,285 | — | 26,104 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 2 | Common | Ordinary Shares | 2022-08-03 | M | A | 720 | — | 27,714 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 3 | Common | Ordinary Shares | 2022-08-03 | M | A | 800 | — | 24,754 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F2) Includes 222 Ordinary Shares acquired pursuant to the Luxfer Holdings PLC Share Incentive Plan. These transactions are exempt pursuant to Rule 16b-3(c). |
| 4 | Common | Ordinary Shares | 2022-08-03 | M | A | 65 | — | 24,819 | D | — | — | (F3) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share. |
| 5 | Common | Ordinary Shares | 2022-08-03 | F | D | 1,933 | $16.48 | 25,781 | D | — | — | |
| 6 | Common | Ordinary Shares | 2022-08-03 | M | A | 71 | — | 26,175 | D | — | — | (F3) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share. |
| 7 | Common | Ordinary Shares | 2022-08-03 | M | A | 800 | — | 26,975 | D | — | — | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 8 | Common | Ordinary Shares | 2022-08-03 | M | A | 19 | — | 26,994 | D | — | — | (F3) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share. |
| 9 | Derivative | Stock Options (Right to Buy) | 2022-08-03 | M | D | 800 | — | 800 | D | — · — to 2025-03-14 | 800 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F4) The remaining stock options vest on March 14, 2023. |
| 10 | Derivative | Dividend Equivalent Rights | 2022-08-03 | M | D | 65 | — | 69 | D | — · — to — | 65 Ordinary Shares | (F3) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share. |
| 11 | Derivative | Stock Options (Right to Buy) | 2022-08-03 | M | D | 1,285 | — | 2,570 | D | — · — to 2026-03-13 | 1,285 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F5) The remaining stock options vest in two equal, annual installments on March 13, 2023 and March 13, 2024, respectively. |
| 12 | Derivative | Dividend Equivalent Rights | 2022-08-03 | M | D | 71 | — | 157 | D | — · — to — | 71 Ordinary Shares | (F3) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share. |
| 13 | Derivative | Stock Options (Right to Buy) | 2022-08-03 | M | D | 800 | — | 2,400 | D | — · — to 2027-03-15 | 800 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F6) The remaining stock options vest in three equal, annual installments beginning on March 15, 2023. |
| 14 | Derivative | Stock Options (Right to Buy) | 2022-08-03 | M | D | 720 | — | 720 | D | — · — to 2025-03-14 | 720 Ordinary Shares | (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F7) Represents the exercise of vested, performance-based stock options (at 50% target) awarded on March 14, 2019. The performance-based stock options were granted and vested on March 14, 2022 upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The remaining stock options will vest on March 14, 2023. |
| 15 | Derivative | Dividend Equivalent Rights | 2022-08-03 | M | D | 19 | — | 61 | D | — · — to — | 19 Ordinary Shares | (F3) Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share. |