InsiderTrades

Form 4 for LXFR LUXFER HOLDINGS PLC

Accepted 2023-05-16 00:00:00 ET · period of report 2023-05-15 · accession 0001761477-23-000007 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2023-05-16 2023-05-15 LXFR Wardlow Graham See Remarks M - OptEx — +6,205 32.7K +23% —
D 2023-05-16 2023-05-15 LXFR Wardlow Graham See Remarks F - Tax $14.46 -3,177 29.5K -10% -$45.9K
DM 2023-05-16 2023-05-15 LXFR Wardlow Graham See Remarks M - OptEx — -6,205 0 -100% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Ordinary Shares 2023-05-15 M A 1,285 — 28,675 D — — (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
2 Common Ordinary Shares 2023-05-15 M A 800 — 27,280 D — — (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F9) Includes 699 Ordinary Shares acquired since the Reporting Person's last reportable transaction pursuant to the Luxfer Holdings PLC Share Incentive Plan and the automatic dividend reinvestment feature of the Luxfer Holdings PLC Long Term Umbrella Incentive Plan.
3 Common Ordinary Shares 2023-05-15 M A 110 — 27,390 D — — (F3) Represents Dividend Equivalent Rights accrued on employee stock options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share. Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
4 Common Ordinary Shares 2023-05-15 F D 3,177 $14.46 29,508 D — —
5 Common Ordinary Shares 2023-05-15 M A 133 — 28,808 D — — (F3) Represents Dividend Equivalent Rights accrued on employee stock options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share. Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
6 Common Ordinary Shares 2023-05-15 M A 800 — 29,608 D — — (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
7 Common Ordinary Shares 2023-05-15 M A 45 — 29,653 D — — (F3) Represents Dividend Equivalent Rights accrued on employee stock options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share. Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
8 Common Ordinary Shares 2023-05-15 M A 1,000 — 30,653 D — — (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
9 Common Ordinary Shares 2023-05-15 M A 32 — 30,685 D — — (F3) Represents Dividend Equivalent Rights accrued on employee stock options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share. Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
10 Common Ordinary Shares 2023-05-15 M A 720 — 31,405 D — — (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
11 Common Ordinary Shares 2023-05-15 M A 1,280 — 32,685 D — — (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
12 Derivative Stock Options (Right to Buy) 2023-05-15 M D 800 — 1,600 D — · — to 2027-03-15 800 Ordinary Shares (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F5) The remaining Stock Options vest in two equal annual installments on March 15, 2024 and March 15, 2025.
13 Derivative Dividend Equivalent Rights 2023-05-15 M D 133 — 131 D — · — to 2026-03-13 133 Ordinary Shares (F3) Represents Dividend Equivalent Rights accrued on employee stock options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share. Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
14 Derivative Stock Options (Right to Buy) 2023-05-15 M D 1,285 — 1,285 D — · — to 2026-03-13 1,285 Ordinary Shares (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F4) The remaining Stock Options vest on March 13, 2024.
15 Derivative Stock Options (Right to Buy) 2023-05-15 M D 800 — 0 D — · — to 2025-03-14 800 Ordinary Shares (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F2) The Stock Options vested in four equal annual installments beginning on March 14, 2020. The Stock Options are fully vested and exercised.
16 Derivative Stock Options (Right to Buy) 2023-05-15 M D 1,280 — 2,560 D — · — to 2027-03-15 1,280 Ordinary Shares (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F8) Represents the exercise of vested, performance-based Stock Options (at 200% target) awarded on March 15, 2021. The performance-based Stock Options were granted on March 15, 2023 upon the achievement of an adjusted diluted EPS performance metric for the performance period ended December 31, 2021. One-third of the performance-based Stock Options, being 1,280 Stock Options, vested on March 15, 2023. The remaining performance-based Stock Options will vest in two equal annual installments on March 15, 2024 and March 15, 2025.
17 Derivative Stock Options (Right to Buy) 2023-05-15 M D 720 — 0 D — · — to 2025-03-14 720 Ordinary Shares (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F7) Represents the exercise of vested, performance-based Stock Options (at 50% target) awarded on March 14, 2019. The performance-based Stock Options were granted on March 14, 2022 upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. One-half of the performance-based Stock Options vested on March 14, 2022, and the remaining balance vested on March 14, 2023. The performance-based Stock Options are fully vested and exercised.
18 Derivative Dividend Equivalent Rights 2023-05-15 M D 32 — 102 D — · — to 2028-03-14 32 Ordinary Shares (F3) Represents Dividend Equivalent Rights accrued on employee stock options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share. Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
19 Derivative Dividend Equivalent Rights 2023-05-15 M D 45 — 97 D — · — to 2027-03-15 45 Ordinary Shares (F3) Represents Dividend Equivalent Rights accrued on employee stock options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share. Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
20 Derivative Stock Options (Right to Buy) 2023-05-15 M D 1,000 — 3,000 D — · — to 2028-03-14 1,000 Ordinary Shares (F1) 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F6) The remaining Stock Options vest in three equal annual installments beginning on March 14, 2024.
21 Derivative Dividend Equivalent Rights 2023-05-15 M D 110 — 0 D — · — to 2025-03-14 110 Ordinary Shares (F3) Represents Dividend Equivalent Rights accrued on employee stock options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share. Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.