Form 4 for EXLS ExlService Holdings, Inc.
Accepted 2021-12-15 00:00:00 ET · period of report 2021-12-13 · accession 0001762098-21-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-15 | 2021-12-13 | EXLS | AYYAPPAN AJAY | SVP, Gen Counsel, Corp. Sec'y | M - OptEx | $0.00 | +1,123 | 2,233 | +101% | $0 |
| D | 2021-12-15 | 2021-12-13 | EXLS | AYYAPPAN AJAY | SVP, Gen Counsel, Corp. Sec'y | F - Tax | $135.55 | -622 | 1,611 | -28% | -$84.3K |
| D | 2021-12-15 | 2021-12-13 | EXLS | AYYAPPAN AJAY | SVP, Gen Counsel, Corp. Sec'y | M - OptEx | $0.00 | -1,123 | 1,123 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2021-12-13 | M | A | 1,123 | $0.00 | 2,233 | D | — | — | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. |
| 2 | Common | Common Stock, par value $0.001 per share | 2021-12-13 | F | D | 622 | $135.55 | 1,611 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-12-13 | M | D | 1,123 | $0.00 | 1,123 | D | — · — to — | 1,123 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F3) On December 13, 2018, the reporting person was granted 4,492 restricted stock units, 25 percent of the restricted stock units became vested on December 13, 2019, an additional 25 percent of the restricted stock units vested on December 13, 2020, an additional 25 percent of the restricted stock vested on December 13, 2021, and the remaining balance 25 percent of the restricted stock units will vest on December 13, 2022. |