Form 4 for EXLS ExlService Holdings, Inc.
Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-19 · accession 0001762098-22-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-23 | 2022-02-19+ | EXLS | AYYAPPAN AJAY | SVP, Gen Counsel, Corp. Sec'y | M - OptEx | $0.00 | +1,356 | 3,959 | +52% | $0 |
| DM | 2022-02-23 | 2022-02-19+ | EXLS | AYYAPPAN AJAY | SVP, Gen Counsel, Corp. Sec'y | F - Tax | $114.02 | -711 | 3,519 | -17% | -$81.1K |
| DM | 2022-02-23 | 2022-02-19+ | EXLS | AYYAPPAN AJAY | SVP, Gen Counsel, Corp. Sec'y | M - OptEx | $0.00 | -1,356 | 517 | -72% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2022-02-20 | M | A | 516 | $0.00 | 4,035 | D | — | — | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. |
| 2 | Common | Common Stock, par value $0.001 per share | 2022-02-20 | F | D | 271 | $114.02 | 3,764 | D | — | — | (F3) The reporting person's restricted stock units reported in this report vested on February 20, 2022. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. |
| 3 | Common | Common Stock, par value $0.001 per share | 2022-02-19 | F | D | 440 | $114.02 | 3,519 | D | — | — | (F2) The reporting person's restricted stock units reported in this report vested on February 19, 2022. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. |
| 4 | Common | Common Stock, par value $0.001 per share | 2022-02-19 | M | A | 840 | $0.00 | 3,959 | D | — | — | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. |
| 5 | Derivative | Restricted Stock Units | 2022-02-19 | M | D | 840 | $0.00 | 1,680 | D | — · — to — | 840 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F4) On February 19, 2020, the reporting person was granted 3,360 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 19, 2021, an additional twenty-five percent of the restricted stock units became vested on February 19, 2022, an additional twenty-five percent of the restricted stock units became vested on February 19, 2023, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 19, 2024. |
| 6 | Derivative | Restricted Stock Units | 2022-02-20 | M | D | 516 | $0.00 | 517 | D | — · — to — | 516 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F5) On February 20, 2019, the reporting person was granted 2,065 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 20, 2020, an additional 25 percent of the restricted stock units became vested on February 20, 2021, an additional 25 percent of the restricted stock units became vested on February 20, 2022, and the remaining balance of 25 percent of the restricted stock units will vest on February 20, 2023. |