Form 4 for EXLS ExlService Holdings, Inc.
Accepted 2023-09-06 00:00:00 ET · period of report 2023-09-01 · accession 0001762098-23-000022 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-06 | 2023-09-01 | EXLS | AYYAPPAN AJAY | EVP, Gen Counsel, Corp. Sec'y | F - Tax | $29.23 | -7,205 | 33.4K | -18% | -$210.6K |
| D | 2023-09-06 | 2023-09-01 | EXLS | AYYAPPAN AJAY | EVP, Gen Counsel, Corp. Sec'y | M - OptEx | $0.00 | +13.5K | 40.6K | +50% | $0 |
| D | 2023-09-06 | 2023-09-01 | EXLS | AYYAPPAN AJAY | EVP, Gen Counsel, Corp. Sec'y | M - OptEx | $0.00 | -13.5K | 27.1K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2023-09-01 | F | D | 7,205 | $29.23 | 33,390 | D | — | — | (F3) The reporting person's restricted stock units reported in this report vested on September 1, 2023. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. |
| 2 | Common | Common Stock, par value $0.001 per share | 2023-09-01 | M | A | 13,530 | $0.00 | 40,595 | D | — | — | (F2) The reported number of securities has been adjusted to reflect the impact of the 5-for-1 forward stock split effective August 1, 2023. |
| 3 | Derivative | Restricted Stock Units | 2023-09-01 | M | D | 13,530 | $0.00 | 27,075 | D | — · — to — | 13,530 Common Stock, par value $0.001 per share | (F2) The reported number of securities has been adjusted to reflect the impact of the 5-for-1 forward stock split effective August 1, 2023. (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F4) On September 1, 2021, the reporting person was granted 8,121 restricted stock units, vesting in two installment installments beginning on the second anniversary of the grant date. 33% of the restricted stock units became vested on September 1, 2023 and the remaining balance of 67% of the restricted stock units will vest on September 1, 2024. |