Form 4 for PIPR PIPER SANDLER COMPANIES
Accepted 2026-03-02 00:00:00 ET · period of report 2026-02-26 · accession 0001763980-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-02 | 2026-02-26 | PIPR | Baker James P | Gbl Co-Head IB, Cap Mkts | F - Tax | $0.00 | -2,903 | 66.2K | -4% | $0 | |
| 2026-03-02 | 2026-02-26 | PIPR | Baker James P | Gbl Co-Head IB, Cap Mkts | A - Grant | $0.00 | +7,377 | 69.1K | +12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-26 | F | D | 2,903 | $0.00 | 66,166 | D | — | — | |
| 2 | Common | Common Stock | 2026-02-26 | A | A | 7,377 | $0.00 | 69,069 | D | — | — | (F1) Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 163% overall, with 126% vesting of the portion of the award based on attaining certain levels of adjusted return on equity and 200% vesting of the portion of the award based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2023 through December 31, 2025. |