Form 4 for CLVT CLARIVATE PLC
Accepted 2021-10-04 00:00:00 ET · period of report 2021-09-30 · accession 0001764046-21-000148 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-10-04 | 2021-08-02 | CLVT | ROEDEL RICHARD | Dir | G - Gift | $0.00 | 0 | 0 | New | $0 |
| 2021-10-04 | 2021-09-30 | CLVT | ROEDEL RICHARD | Dir | A - Grant | $21.90 | +970 | 9,097 | +12% | +$21.2K | |
| 2021-10-04 | 2021-09-30 | CLVT | ROEDEL RICHARD | Dir | F - Tax | $21.90 | -42 | 9,055 | -0.5% | -$919.80 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-08-02 | G | A | 39,395 | $0.00 | 39,395 | I | — | — | |
| 2 | Common | Ordinary Shares | 2021-09-30 | A | A | 970 | $21.90 | 9,097 | D by Spouse | — | — | (F1) Quarterly award of shares elected in lieu of the quarterly cash retainer of $21,250 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares granted was calculated by dividing the cash retainer by $21.90, the closing price of the issuer's ordinary shares on September 30, 2021, and rounding down to the next whole share. |
| 3 | Common | Ordinary Shares | 2021-09-30 | F | D | 42 | $21.90 | 9,055 | D by The Richard W. Roedel Trust | — | — | (F2) Represents shares withheld for taxes due upon the issuance of shares elected by the reporting person in lieu of the quarterly cash retainer for services as a member of the Board of Directors. |
| 4 | Common | Ordinary Shares | 2021-08-02 | G | D | 39,395 | $0.00 | 0 | I | — | — |