Form 4 for CLVT CLARIVATE PLC
Accepted 2021-12-21 00:00:00 ET · period of report 2021-12-20 · accession 0001764046-21-000190 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-21 | 2021-12-20 | CLVT | Samson James Gordon | Pres, IP Group | M - OptEx | $0.00 | +41.7K | 946.2K | +5% | $0 |
| D | 2021-12-21 | 2021-12-20 | CLVT | Samson James Gordon | Pres, IP Group | D - Sale to Iss | $23.78 | -41.7K | 904.4K | -4% | -$992.1K |
| D | 2021-12-21 | 2021-12-20 | CLVT | Samson James Gordon | Pres, IP Group | M - OptEx | $0.00 | -15.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-12-20 | M | A | 41,721.60 | $0.00 | 946,154.60 | D | — | — | |
| 2 | Common | Ordinary Shares | 2021-12-20 | D | D | 41,721.60 | $23.78 | 904,433 | D | — | — | |
| 3 | Derivative | Phantom Shares | 2021-12-20 | M | D | 15,509 | $0.00 | 0 | D | $0.00 · — to — | 41,721.60 Ordinary Shares | (F3) The reporting person's Form 3, filed on July 14, 2021, reported the Phantom Shares as indirectly held by Capri Topco. While the ordinary shares of the Issuer underlying the Phantom Shares were held by Capri TopCo, or by an employee benefit trust on behalf of the reporting person, the reporting person directly holds the Phantom Shares. (F1) Represents phantom awards (the "Phantom Shares") granted to the reporting person under the CPA Global Employee Phantom Share Plan (the "Phantom Plan"), which vested on October 1, 2021. Each Phantom Share is the equivalent of approximately 2.7 ordinary shares of the Issuer and entitle the reporting person to a cash payment equal to the weighted average sale price of all ordinary shares of the Issuer held by Capri Acquisition Topco Limited ("Capri TopCo"), or by an employee benefit trust on behalf of the reporting person, with respect to all Phantom Shares awarded under the Phantom Plan, multiplied by the number of ordinary shares of the Issuer underlying the reporting person's Phantom Shares. |