Form 4 for IVZ Invesco
Accepted 2024-09-04 00:00:00 ET · period of report 2024-08-31 · accession 0001764168-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-04 | 2024-08-31 | IVZ | Sharp Douglas J | Senior Managing Dir | A - Grant | $0.00 | +49.3K | 100.5K | +96% | $0 |
| DM | 2024-09-04 | 2024-08-31 | IVZ | Sharp Douglas J | Senior Managing Dir | F - Tax | $17.09 | -23.2K | 91.8K | -20% | -$395.8K |
| DM | 2024-09-04 | 2024-08-31 | IVZ | Sharp Douglas J | Senior Managing Dir | M - OptEx | $0.00 | -49.3K | 35.7K | -58% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-08-31 | A | A | 13,547 | $0.00 | 109,925 | D | — | — | |
| 2 | Common | Common Shares | 2024-08-31 | F | D | 6,368 | $17.09 | 103,557 | D | — | — | |
| 3 | Common | Common Shares | 2024-08-31 | A | A | 11,891 | $0.00 | 115,448 | D | — | — | |
| 4 | Common | Common Shares | 2024-08-31 | F | D | 5,589 | $17.09 | 109,859 | D | — | — | |
| 5 | Common | Common Shares | 2024-08-31 | F | D | 4,104 | $17.09 | 96,378 | D | — | — | |
| 6 | Common | Common Shares | 2024-08-31 | A | A | 15,104 | $0.00 | 98,850 | D | — | — | |
| 7 | Common | Common Shares | 2024-08-31 | F | D | 7,099 | $17.09 | 91,751 | D | — | — | |
| 8 | Common | Common Shares | 2024-08-31 | A | A | 8,731 | $0.00 | 100,482 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2024-08-31 | M | D | 8,731 | $0.00 | 8,731 | D | $0.00 · — to — | 8,731 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |
| 10 | Derivative | Restricted Stock Units | 2024-08-31 | M | D | 13,547 | $0.00 | 27,095 | D | $0.00 · — to — | 13,547 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |
| 11 | Derivative | Restricted Stock Units | 2024-08-31 | M | D | 15,104 | $0.00 | 0 | D | $0.00 · — to — | 15,104 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |
| 12 | Derivative | Restricted Stock Units | 2024-08-31 | M | D | 11,891 | $0.00 | 35,674 | D | $0.00 · — to — | 11,891 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |