Form 4 for ROKU ROKU, INC
Accepted 2026-09-03 19:39:51 ET · period of report 2026-09-01 · accession 0001767033-26-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2026-09-03 19:39 | 2026-09-01 | ROKU | Ozgen Mustafa | Pres, Devices, Prod, Tech | M - OptEx | $0.00 | +16.2K | 35.3K | +84% | $0 |
| DT | 2026-09-03 19:39 | 2026-09-01 | ROKU | Ozgen Mustafa | Pres, Devices, Prod, Tech | F - Tax | $155.53 | -6,357 | 29.0K | -18% | -$988.7K |
| DT | 2026-09-03 19:39 | 2026-09-02 | ROKU | Ozgen Mustafa | Pres, Devices, Prod, Tech | S - Sale+OE | $155.64 | -3,410 | 25.6K | -12% | -$530.7K |
| DMT | 2026-09-03 19:39 | 2026-09-01 | ROKU | Ozgen Mustafa | Pres, Devices, Prod, Tech | M - OptEx | $0.00 | -16.2K | 35.6K | -31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-09-01 | M | A | 16,151 | $0.00 | 35,336 | D | — | — | |
| 2 | Common | Class A Common Stock | 2026-09-01 | F | D | 6,357 | $155.53 | 28,979 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026. |
| 3 | Common | Class A Common Stock | 2026-09-02 | S | D | 3,410 | $155.64 | 25,569 | D | — | — | (F2) Shares sold pursuant to Mr. Ozgen's 10b5-1 plan. |
| 4 | Derivative | Restricted Stock Unit | 2026-09-01 | M | D | 4,910 | $0.00 | 0 | D | — · — to — | 4,910 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. (F4) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |
| 5 | Derivative | Restricted Stock Unit | 2026-09-01 | M | D | 6,790 | $0.00 | 27,159 | D | — · — to — | 6,790 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F5) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. (F5) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. |
| 6 | Derivative | Restricted Stock Unit | 2026-09-01 | M | D | 4,451 | $0.00 | 35,604 | D | — · — to — | 4,451 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F6) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). (F6) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). |