Form 4 for HWBK HAWTHORN BANCSHARES, INC.
Accepted 2024-12-06 00:00:00 ET · period of report 2024-12-04 · accession 0001770553-24-000017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-12-06 | 2024-12-04+ | HWBK | Holtaway Jonathan | Dir | S - Sale | $32.05 | -6,824 | 391.0K | -2% | -$218.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-04 | S | D | 1,817 | $32.21 | 396,026 | I By Ategra Community Financial Institution Fund, LP | — | — | (F1) The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2024-12-05 | S | D | 5,007 | $31.99 | 391,019 | I By Ategra Community Financial Institution Fund, LP | — | — | (F1) The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |