Form 4 for TSLA Tesla, Inc.
Accepted 2021-07-08 00:00:00 ET · period of report 2021-07-06 · accession 0001771340-21-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-08 | 2021-07-06 | TSLA | Taneja Vaibhav | CAO | S - Sale+OE | $661.59 | -4,459 | 20.0K | -18% | -$2.95M |
| DM | 2021-07-08 | 2021-07-06 | TSLA | Taneja Vaibhav | CAO | M - OptEx | $54.67 | +4,090 | 23.8K | +21% | +$223.6K |
| DM | 2021-07-08 | 2021-07-06 | TSLA | Taneja Vaibhav | CAO | M - OptEx | $0.00 | -4,090 | 1,130 | -78% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-06 | S | D | 233 | $664.26 | 20,325 | D | — | — | (F2) Out of the total of 4,459 shares sold, approximately 2,138 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 4,090 shares as reported herein. (F12) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $663.650 to $664.600, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2021-07-06 | S | D | 323 | $663.17 | 20,558 | D | — | — | (F2) Out of the total of 4,459 shares sold, approximately 2,138 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 4,090 shares as reported herein. (F11) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $662.520 to $663.510, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2021-07-06 | S | D | 112 | $666.41 | 19,879 | D | — | — | (F2) Out of the total of 4,459 shares sold, approximately 2,138 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 4,090 shares as reported herein. (F14) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $665.840 to $666.470, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2021-07-06 | S | D | 11 | $666.92 | 19,868 | D | — | — | (F2) Out of the total of 4,459 shares sold, approximately 2,138 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 4,090 shares as reported herein. |
| 5 | Common | Common Stock | 2021-07-06 | S | D | 100 | $671.91 | 19,768 | D | — | — | (F2) Out of the total of 4,459 shares sold, approximately 2,138 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 4,090 shares as reported herein. |
| 6 | Common | Common Stock | 2021-07-06 | S | D | 113 | $677.16 | 19,655 | D | — | — | (F2) Out of the total of 4,459 shares sold, approximately 2,138 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 4,090 shares as reported herein. (F15) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $677.110 to $677.940, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 7 | Common | Common Stock | 2021-07-06 | S | D | 9 | $678.37 | 19,646 | D | — | — | (F2) Out of the total of 4,459 shares sold, approximately 2,138 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 4,090 shares as reported herein. |
| 8 | Common | Common Stock | 2021-07-06 | S | D | 313 | $679.86 | 19,333 | D | — | — | (F2) Out of the total of 4,459 shares sold, approximately 2,138 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 4,090 shares as reported herein. (F16) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $679.740 to $680.310, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 9 | Common | Common Stock | 2021-07-06 | S | D | 21 | $681.72 | 19,312 | D | — | — | (F2) Out of the total of 4,459 shares sold, approximately 2,138 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 4,090 shares as reported herein. (F17) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $681.200 to $681.750, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 10 | Common | Common Stock | 2021-07-06 | M | A | 40 | $55.32 | 19,721 | D | — | — | |
| 11 | Common | Common Stock | 2021-07-06 | M | A | 4,050 | $54.66 | 23,771 | D | — | — | |
| 12 | Common | Common Stock | 2021-07-06 | S | D | 319 | $653.96 | 23,452 | D | — | — | (F2) Out of the total of 4,459 shares sold, approximately 2,138 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 4,090 shares as reported herein. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $653.610 to $654.600, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 13 | Common | Common Stock | 2021-07-06 | S | D | 647 | $655.36 | 22,805 | D | — | — | (F2) Out of the total of 4,459 shares sold, approximately 2,138 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 4,090 shares as reported herein. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $654.890 to $655.760, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 14 | Common | Common Stock | 2021-07-06 | S | D | 380 | $656.47 | 22,425 | D | — | — | (F2) Out of the total of 4,459 shares sold, approximately 2,138 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 4,090 shares as reported herein. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $655.900 to $656.760, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 15 | Common | Common Stock | 2021-07-06 | S | D | 535 | $657.28 | 21,890 | D | — | — | (F2) Out of the total of 4,459 shares sold, approximately 2,138 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 4,090 shares as reported herein. (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $656.940 to $657.860, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 16 | Common | Common Stock | 2021-07-06 | S | D | 343 | $658.38 | 21,547 | D | — | — | (F2) Out of the total of 4,459 shares sold, approximately 2,138 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 4,090 shares as reported herein. (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $658.010 to $658.880, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 17 | Common | Common Stock | 2021-07-06 | S | D | 112 | $659.24 | 21,435 | D | — | — | (F2) Out of the total of 4,459 shares sold, approximately 2,138 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 4,090 shares as reported herein. (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $659.030 to $659.250, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 18 | Common | Common Stock | 2021-07-06 | S | D | 132 | $660.74 | 21,303 | D | — | — | (F2) Out of the total of 4,459 shares sold, approximately 2,138 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 4,090 shares as reported herein. (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $660.190 to $661.180, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 19 | Common | Common Stock | 2021-07-06 | S | D | 422 | $662.04 | 20,881 | D | — | — | (F2) Out of the total of 4,459 shares sold, approximately 2,138 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 4,090 shares as reported herein. (F10) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $661.490 to $662.420, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 20 | Common | Common Stock | 2021-07-06 | S | D | 334 | $665.15 | 19,991 | D | — | — | (F2) Out of the total of 4,459 shares sold, approximately 2,138 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 4,090 shares as reported herein. (F13) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $664.680 to $665.570, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 21 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-07-06 | M | D | 4,050 | $0.00 | 298,640 | D | $54.66 · — to 2029-04-19 | 4,050 Common Stock | (F18) 1/8th of the shares subject to the option became vested and exercisable on September 13, 2019, and an additional 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter, until fully vested on March 13, 2023. |
| 22 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-07-06 | M | D | 40 | $0.00 | 1,130 | D | $55.32 · — to 2028-10-16 | 40 Common Stock | (F19) Represents part of a single option award grant, including Incentive Stock Options, initially for an aggregate 7,755 shares, as adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020. 1/60th of the aggregate shares subject to the option became vested and exercisable on November 1, 2018, and 1/60th of the shares subject to the option shall become vested and exercisable each month thereafter, so that all such shares subject to this option will be fully vested by October 1, 2023. |