Form 4 for TSLA Tesla, Inc.
Accepted 2023-09-07 19:39:15 ET · period of report 2023-09-05 · accession 0001771340-23-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2023-09-07 19:39 | 2023-09-05 | TSLA | Taneja Vaibhav | CFO | M - OptEx | $16.61 | +4,388 | 104.9K | +4% | +$72.9K |
| DMT | 2023-09-07 19:39 | 2023-09-05+ | TSLA | Taneja Vaibhav | CFO | S - Sale+OE | $250.00 | -4,177 | 104.7K | -4% | -$1.04M |
| DMT | 2023-09-07 19:39 | 2023-09-05 | TSLA | Taneja Vaibhav | CFO | M - OptEx | $0.00 | -4,388 | 388 | -92% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-05 | M | A | 4,000 | $18.22 | 108,504.25 | D | — | — | (F1) The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2023. |
| 2 | Common | Common Stock | 2023-09-05 | S | D | 4,000 | $250.02 | 104,504.25 | D | — | — | (F1) The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2023. (F2) Out of the total of 4,000 shares sold, approximately 1,913 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 4,000 shares as reported herein. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.000 to $250.060, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2023-09-05 | M | A | 388 | $0.00 | 104,892.25 | D | — | — | (F4) Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on September 5, 2023. |
| 4 | Common | Common Stock | 2023-09-06 | S | D | 176.75 | $249.62 | 104,715.50 | D | — | — | (F5) PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN. |
| 5 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-09-05 | M | D | 4,000 | $0.00 | 808,920 | D | $18.22 · — to 2029-04-19 | 4,000 Common Stock | (F1) The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2023. (F6) 1/8th of the shares subject to the option became vested and exercisable on September 13, 2019, and an additional 1/48th of the shares subject to the option vested each month thereafter, so that all such shares subject to this option became fully vested on March 13, 2023. |
| 6 | Derivative | Restricted Stock Unit | 2023-09-05 | M | D | 388 | $0.00 | 388 | D | $0.00 · — to — | 388 Common Stock | (F7) 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested by December 5, 2023. (F7) 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested by December 5, 2023. |