Form 4 for TSLA Tesla, Inc.
Accepted 2021-12-07 21:02:06 ET · period of report 2021-12-05 · accession 0001771364-21-000015 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-07 21:02 | 2021-12-05 | TSLA | Kirkhorn Zachary | CFO | M - OptEx | $0.00 | +5,624 | 59.3K | +10% | $0 |
| D | 2021-12-07 21:02 | 2021-12-06 | TSLA | Kirkhorn Zachary | CFO | S - Sale+OE | $980.43 | -2,652 | 56.6K | -4% | -$2.60M |
| DM | 2021-12-07 21:02 | 2021-12-05 | TSLA | Kirkhorn Zachary | CFO | M - OptEx | $0.00 | -5,624 | 27.0K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-05 | M | A | 216 | $0.00 | 53,878.25 | D | — | — | (F1) Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on December 5, 2021. |
| 2 | Common | Common Stock | 2021-12-05 | M | A | 908 | $0.00 | 54,786.25 | D | — | — | (F1) Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on December 5, 2021. |
| 3 | Common | Common Stock | 2021-12-05 | M | A | 4,500 | $0.00 | 59,286.25 | D | — | — | (F1) Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on December 5, 2021. |
| 4 | Common | Common Stock | 2021-12-06 | S | D | 2,652.25 | $980.43 | 56,634 | D | — | — | (F2) PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $980.427 to $980.443, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Derivative | Restricted Stock Unit | 2021-12-05 | M | D | 216 | $0.00 | 1,726 | D | $0.00 · — to — | 216 Common Stock | (F4) 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2023. (F4) 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2023. |
| 6 | Derivative | Restricted Stock Unit | 2021-12-05 | M | D | 908 | $0.00 | 7,260 | D | $0.00 · — to — | 908 Common Stock | (F4) 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2023. (F4) 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2023. |
| 7 | Derivative | Restricted Stock Unit | 2021-12-05 | M | D | 4,500 | $0.00 | 27,000 | D | $0.00 · — to — | 4,500 Common Stock | (F5) 1/8th of the total restricted stock units initially subject to this award vested on December 5, 2019, and 1/16th of the total units initially subject to this award vest every quarter thereafter, so that all such shares subject to this award will be fully vested on June 5, 2023. (F5) 1/8th of the total restricted stock units initially subject to this award vested on December 5, 2019, and 1/16th of the total units initially subject to this award vest every quarter thereafter, so that all such shares subject to this award will be fully vested on June 5, 2023. |