Form 4 for GO Grocery Outlet Holding Corp.
Accepted 2021-07-22 00:00:00 ET · period of report 2021-07-21 · accession 0001771515-21-000058 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-22 | 2021-07-21 | GO | Lindberg Eric J. Jr. | CEO, Dir | S - Sale+OE | $35.87 | -25.0K | 48.0K | -34% | -$896.7K |
| D | 2021-07-22 | 2021-07-21 | GO | Lindberg Eric J. Jr. | CEO, Dir | M - OptEx | $3.81 | +25.0K | 73.0K | +52% | +$95.2K |
| D | 2021-07-22 | 2021-07-21 | GO | Lindberg Eric J. Jr. | CEO, Dir | M - OptEx | $0.00 | -25.0K | 782.6K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-21 | S | D | 25,000 | $35.87 | 47,960 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.62 to $36.24, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 2 | Common | Common Stock | 2021-07-21 | M | A | 25,000 | $3.81 | 72,960 | D | — | — | |
| 3 | Derivative | Stock Options (Right to Buy) | 2021-07-21 | M | D | 25,000 | $0.00 | 782,614 | D | $3.81 · — to 2024-10-21 | 25,000 Common Stock | (F5) Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. . |