Form 4 for GO Grocery Outlet Holding Corp.
Accepted 2023-03-08 00:00:00 ET · period of report 2023-03-06 · accession 0001771515-23-000029 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-03-08 | 2023-03-06+ | GO | Ragatz Erik D. | Dir | P - Purchase | $27.27 | +93.2K | 35.0K | New | +$2.54M |
| 2023-03-08 | 2023-03-06 | GO | Ragatz Erik D. | Dir | P - Purchase | $27.30 | +18.2K | 25.1K | +261% | +$496.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-06 | P | A | 5,200 | $27.30 | 5,200 | I By LP (see footnote) | — | — | (F2) Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz. |
| 2 | Common | Common Stock | 2023-03-06 | P | A | 30,000 | $27.27 | 239,096 | I By 401k (see footnote) | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.250 to $27.300, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. (F4) By 401k plan (not affiliated with the Issuer). |
| 3 | Common | Common Stock | 2023-03-06 | P | A | 2,956 | $27.29 | 38,000 | I By LP (see footnote) | — | — | (F2) Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz. |
| 4 | Common | Common Stock | 2023-03-07 | P | A | 20,000 | $27.25 | 259,096 | I | — | — | |
| 5 | Common | Common Stock | 2023-03-06 | P | A | 18,175 | $27.30 | 25,149 | D By spouse | — | — | |
| 6 | Common | Common Stock | 2023-03-06 | P | A | 35,044 | $27.27 | 35,044 | I By 401k (see footnote) | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.250 to $27.290, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. |