Form 4 for GO Grocery Outlet Holding Corp.
Accepted 2023-08-14 00:00:00 ET · period of report 2023-08-10 · accession 0001771515-23-000090 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-14 | 2023-08-10+ | GO | Lindberg Eric J. Jr. | Dir | M - OptEx | $5.96 | +502.4K | 293.6K | New | +$2.99M |
| DM | 2023-08-14 | 2023-08-10+ | GO | Lindberg Eric J. Jr. | Dir | S - Sale+OE | $34.52 | -502.4K | 37.6K | -93% | -$17.34M |
| DM | 2023-08-14 | 2023-08-10+ | GO | Lindberg Eric J. Jr. | Dir | M - OptEx | $0.00 | -502.4K | 296 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-11 | M | A | 296 | $3.81 | 37,912 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-10 | M | A | 177,269 | $3.81 | 214,885 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-10 | M | A | 69,180 | $7.13 | 284,065 | D | — | — | |
| 4 | Common | Common Stock | 2023-08-10 | S | D | 246,449 | $34.70 | 37,616 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.50 to $35.10, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 5 | Common | Common Stock | 2023-08-11 | S | D | 255,951 | $34.35 | 37,616 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.135 to $34.740, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 6 | Common | Common Stock | 2023-08-11 | M | A | 255,655 | $7.13 | 293,567 | D | — | — | |
| 7 | Derivative | Stock Options (Right to Buy) | 2023-08-10 | M | D | 69,180 | $0.00 | 1,263,434 | D | $7.13 · — to 2024-10-21 | 69,180 Common Stock | (F6) These stock options are vested and exercisable, and have an expiration date of 10/21/2024. |
| 8 | Derivative | Stock Options (Right to Buy) | 2023-08-11 | M | D | 296 | $0.00 | 0 | D | $3.81 · — to 2024-10-21 | 296 Common Stock | (F6) These stock options are vested and exercisable, and have an expiration date of 10/21/2024. |
| 9 | Derivative | Stock Options (Right to Buy) | 2023-08-11 | M | D | 255,655 | $0.00 | 1,007,779 | D | $7.13 · — to 2024-10-21 | 255,655 Common Stock | (F6) These stock options are vested and exercisable, and have an expiration date of 10/21/2024. |
| 10 | Derivative | Stock Options (Right to Buy) | 2023-08-10 | M | D | 177,269 | $0.00 | 296 | D | $3.81 · — to 2024-10-21 | 177,269 Common Stock | (F6) These stock options are vested and exercisable, and have an expiration date of 10/21/2024. |